CrowdCheck provides additional updates to issuer-dealer registration requirements for sales of securities under Reg A without a broker

One of the exciting things about securities law is that rules can and do change in response to concerns raised by companies and investors. We have seen this first hand in regards to the requirements for companies to register themselves as dealers of securities to sell their own securities in offerings qualified under Regulation A. In this update, we add Florida to the list of states that have amended their securities laws to remove issuer-dealer registration requirements. This significantly streamlines a company’s ability to sell its own securities without being required to incur the expense of engaging a broker dealer. More information can be found in our memo here,

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